Guidance to companies through the complex process of going public, ensuring all regulatory, legal, and compliance requirements are met efficiently while supporting smooth market entry and ongoing obligations.
- Pre-IPO Compliance, ROC Filings & Listing Support
We work as assistants with companies in fulfilling all pre-IPO regulatory requirements, including preparation and submission of necessary filings with the Registrar of Companies (ROC). It also offers support for meeting stock exchange listing criteria, documentation, and process management to ensure timely and compliant listing on the public market.
- FEMA Compliance
Guidance on compliance with the Foreign Exchange Management Act (FEMA) related to foreign investments, capital inflows, and cross-border financial transactions to ensures adherence to foreign exchange regulations and smooth handling of international investor participation.
- Post-IPO & Ongoing Compliance
Support for maintaining continuous compliance with securities laws, stock exchange regulations, and corporate governance standards after the IPO. This includes periodic reporting, disclosures, and managing statutory obligations to avoid penalties and uphold investor confidence.
- Secretarial Support & Liaising
Provision of secretarial services to manage communications and coordination with regulators, stock exchanges, auditors, legal advisors, and other stakeholders. Ensures all corporate formalities, documentation, and compliances are effectively handled during and after the IPO process.